March 14, 2014

Securities Arbitration Awards

Mr. Berkowitz has been a securities attorney and represented investors in arbitration for almost 20 years. The vast majority of his cases are settled and are confidential. However, only if he is willing and able to try cases has been able to win millions of dollars for investors. The following are public awards that he has obtained after trial:

 

David Cheslin v. McDonald Investments

FINRA No. 01-01874.  Award of $300,000.

Ruth & Paul Clemmons v. Quest Capital Strategies, Inc.

FINRA No. 00-04454.  Award of $33,464.25.

Richard Gans, et al. v. Seventeen Motors, Inc.

No. 01-2-478, St. Clair County, IL.  Award of $6,500,000 in a class action under 47 U.S.C. Sec. 227 (b) (3) (B), known as the Telephone Consumer Protection Act.

Kristin Graham v. Moloney Securities, Inc.

FINRA No. 02-01401.  Award of $10,500.00.

Hoyleton Youth & Family Services, et al. v. Surrey Vacation Resorts, Inc.

No. 03-L-0507, St. Clair County, IL.  Award of $6,000,000 in a class action under 47 U.S.C. Sec. 227 (b) (3) (B), known as the Telephone Consumer Protection Act.

Theresa Martin v. Stifel, Nicholaus & Co., Inc.

FINRA No. 01-2463.  Award of $6,283.48.

Robbi Mills v. Cutter & Co., Inc.

FINRA No. 01-04340.  Award of $3,386.53.

Pamela Miles v. Merrill Lynch Pierce & Fenner, Inc.

FINRA No. 02-05886.  Award of $223,000.

Richard Miles v. Merrill Lynch Pierce & Fenner, Inc.

FINRA No. 01-00923.  Award of $8,374.

Mohammed Morout v. J.P. Turner & Co.

FINRA No. 00-02605.  Award of $104,428.00.

­­­­Stephen and Ronda Burchard v. Phil Kaiser

St. Louis County Circuit Court No. 06CC-004544. Jury judgment of $165,000.00

Arlene Rosengarten v. Oppenheimer & Co.

FINRA No. 99-01591.  Award of $18,850.00.

Denise Schmoll-William v. Renaissance Financial Corp. Private Arbitration

No. 03cc-003360.  Award of $143,000.00.

Ilien & Gerald Towbin v. Ameriprise Financial Services, Inc.

FINRA No. 06-00093.  Award of $30,000.00.

Sally Townsley as Successor Trustee of the Robert and Sally Herr Trust v. Wells Fargo  Advisors  

FINRA No. 14-00189. Award of $94,864.38 plus interest.

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